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class="contArticle"> <span>作者:佚名</span> <span>来源åQšæœ¬ç«™æ•´ç?/span> <span>发布旉™—´åQ?020òq?1æœ?6æ—?/span> <span>点击敎ͼš <script language="JavaScript" type="text/JavaScript" src="/Common/GetHits.aspx?id=14184"></script> </span> <span>ã€?a href="/User/Content/Favorite.aspx?Action=add&Id=14184">收藏</a>ã€?/span> <span>ã€?a href="/Print.aspx?id=14184">打印文章</a>ã€?/span> </span> <span><span id="content_AdminEdit"></span> <script type="text/javascript"> function CheckAdminStatus(id) { var x=new AjaxRequest('XML',''); x.para = ['itemId='+id]; x.post('admineditcheck','/ajax.aspx',function(s) { var xml = x.createXmlDom(s); var status = xml.getElementsByTagName("status")[0].firstChild.data; if(status=='OK') { var managedir = "/Common/GetContentEdit.aspx?itemId=14184" ; document.getElementById("content_AdminEdit").innerHTML = "ã€?a href='" + managedir + "' target='_blank'>˜q›å…¥åŽå°¾~–辑</a>ã€?; } }); } CheckAdminStatus(14184); </script></span> <span> <span id="content_signin"></span><span 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"【签收失败ã€?; break; case "SigninOutTime": document.getElementById("content_signin").innerHTML = "【已˜q‡ç­¾æ”¶æˆªæ­¢æ—¶é—´ã€?; break; } } ); } GetContentSigninStatus('14184'); </script></span> </div> <div class="c_content_text"> <div class="c_content_overflow" id="fontzoom"> <p style="margin: 0px; padding: 5px 0px; border: 0px; font-family: 宋体; list-style-type: none; color: rgb(51, 51, 51); font-size: 14px;">   ä¸ø™¯å½»è½å®žä¸­å¤®ç»‹¹Žå·¥ä½œä¼šè®®å…³äºŽç¨³æ­¥æŽ¨˜q›æ–°ä¸‰æ¿æ”šw©çš„重要部¾|Ԍ¼Œè§„范公募基金投资æ–îC¸‰æ¿æŒ‚牌股¼œ¨ï¼ˆä»¥ä¸‹½Ž€¿U°æŒ‚牌股¼œ¨ï¼‰è¡ŒäؓåQŒæŽ¨åŠ¨å…¬å‹ŸåŸºé‡‘行业更好服务中ž®ä¼ä¸šå’Œæ°‘营企业发展åQŒè¯ç›‘会赯‚‰äº†ã€Šå…¬å¼€å‹Ÿé›†è¯åˆ¸æŠ•èµ„基金投资全国中小企业股䆾转让¾pȝ»ŸæŒ‚牌股票指引åQˆå¾æ±‚意见稿åQ‰ã€‹ï¼ˆä»¥ä¸‹½Ž€¿U°ã€ŠæŒ‡å¼•ã€‹ï¼‰åQŒçŽ°å‘社会公开征求意见ã€?/p> <p style="margin: 0px; padding: 5px 0px; border: 0px; font-family: 宋体; list-style-type: none; color: rgb(51, 51, 51); font-size: 14px;">  《指引》共15条,主要包括以下内容åQšä¸€æ˜¯æ˜Ž¼‹®åŸºé‡‘管理äh参与要求。基金管理äh应当具备相应投研能力åQŒé…å¤‡å……­‘ÏxŠ•ç ”äh员。二是规范基金投资范围。允许股¼œ¨åŸºé‡‘、æ؜合基金、债券基金投资æ–îC¸‰æ¿ç²¾é€‰å±‚股票。三是加强流动性风险管理。要求基金管理äh投资‹¹åŠ¨æ€§è‰¯å¥½çš„¾_ùN€‰å±‚股票åQŒåƈ审慎¼‹®å®šæŠ•èµ„比例。四是规范公募基金估倹{€‚基金管理äh和基金托½Ž¡äh应当采用公允估值方法对挂牌股票˜q›è¡Œä¼°å€û|¼Œå½“è‚¡¼œ¨ä­h值存在重大不¼‹®å®šæ€§ä¸”面äÍ潜在大额赎回甌™¯·æ—Óž¼Œå¯å¯ç”¨ä¾§è¢‹æœºåˆ¶ã€‚五是强化信息披露及风险揭示。要求基金在定期报告中披露持有挂牌股¼œ¨æƒ…况,在法律文件中揭示ç‰ÒŽœ‰é£Žé™©ã€‚六是加强投资者适当性管理。要求基金管理äh会同销售机构,做好基金产品风险评çñ”、投资者风险承受能力识别、投资者教育等工作ã€?/p> <p style="margin: 0px; padding: 5px 0px; border: 0px; font-family: 宋体; list-style-type: none; color: rgb(51, 51, 51); font-size: 14px;">  ‹Æ¢è¿Ž½C¾ä¼šå„界寏V€ŠæŒ‡å¼•ã€‹æå‡ºå®è´‰|„è§ï¼Œè¯ç›‘会将æ ÒŽ®å…¬å¼€å¾æ±‚意见情况åQŒè¿›ä¸€æ­¥å®Œå–„《指引》åƈ履行½E‹åºåŽå‘布实施ã€?/p> <p style="margin: 0px; padding: 5px 0px; border: 0px; font-family: 宋体; list-style-type: none; color: rgb(51, 51, 51); font-size: 14px;"> </p> <p style="margin: 0px; padding: 5px 0px; border: 0px; font-family: 宋体; list-style-type: none; color: rgb(51, 51, 51); font-size: 14px;"> </p> <p style="margin: 0px; padding: 5px 0px; border: 0px; font-family: 宋体; list-style-type: none; color: rgb(51, 51, 51); font-size: 14px;"><a _fcksavedurl="http://www.csrc.gov.cn/pub/zjhpublic/zjh/202001/t20200103_369072.htm" href="http://www.csrc.gov.cn/pub/zjhpublic/zjh/202001/t20200103_369072.htm" style="color: rgb(0, 102, 204);"><span id="lTitle">关于ž®±ã€Šå…¬å¼€å‹Ÿé›†è¯åˆ¸æŠ•èµ„基金投资全国中小企业股䆾转让¾pȝ»ŸæŒ‚牌股票指引åQˆå¾æ±‚意见稿åQ‰ã€‹å…¬å¼€å¾æ±‚意见的通知</span></a></p> </div> </div> <div class="contArticle_bot_Artpage"> <span id="pe100_page_contentpage" class="pagecss"></span> </div> <div class="c_contant_end"> 您可以分享或转发本文臻I¼š <div class="bdsharebuttonbox"><a href="#" class="bds_more" data-cmd="more"></a><a href="#" class="bds_weixin" data-cmd="weixin" title="分äín到微ä¿?></a><a href="#" class="bds_tsina" data-cmd="tsina" title="分äín到新‹¹ªå¾®å?></a><a href="#" class="bds_tqq" data-cmd="tqq" title="分äín到腾讯微å?></a><a href="#" class="bds_renren" data-cmd="renren" 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